Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Bradley Sleeper is a financial advisor with Cadaret, Grant & CO., Inc. James has over 30 years of experience in the financial services industry. James is registered in 28 states as an investment advisor representative and holds the Series 3, 7, 7TO, 24, 63, 65, 99, and SIE licenses. James specializes in working with individuals, families, and businesses to develop and implement customized financial plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
12/22/2023 - Present
Cadaret, Grant & CO., Inc. (Syracuse NY)
NA
10/04/1985 - 03/05/1987
E. F. HUTTON & COMPANY INC
NA
06/06/1983 - 10/14/1985
INDIVIDUAL'S SECURITIES LTD.
BC
Issued 03/06/2020
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/21/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/01/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/02/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/2012
Series 99 - Operations Professional Examination
BC
Issued 09/30/1985
Series 3 - National Commodity Futures Examination
BC
Issued 05/21/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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