Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Edgar has over 28 years of experience in the financial industry. James has a proven track record of success and has held various roles at respected firms such as Citigroup Global Markets Inc. and Morgan Stanley DW Inc. Currently, James is registered as a broker with Stifel, Nicolaus & Company, Inc., serving clients in Colorado and across the United States. James holds the Series 7, Series 63, Series 52TO, Series 79TO, and SIE licenses. James specializes in providing financial planning, portfolio management, and pension consulting services for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
10/23/2019 - Present
Stifel, Nicolaus & Company, Inc. (DENVER CO)
CO
02/07/2007 - 10/24/2019
CITIGROUP GLOBAL MARKETS INC. (Denver CO)
CO
05/15/2003 - 02/07/2007
CAPMARK SECURITIES INC. (DENVER CO)
NY
10/03/2000 - 04/07/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
MO
03/04/1996 - 09/20/1999
EVEREN SECURITIES, INC. (ST. LOUIS MO)
CT
11/11/1994 - 03/01/1996
ABN AMRO SECURITIES (USA) INC. (STAMFORD CT)
IL
10/26/1993 - 11/28/1994
ABN AMRO INVESTMENT SERVICES, INC. (CHICAGO IL)
IA
Issued 06/04/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/08/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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