Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Dismukes is a financial advisor with over 20 years of experience in the financial services industry. He is currently registered with LPL Financial LLC, where he has been employed since November 2011. James has a wide range of experience in providing financial advice to individuals, families, and businesses. He holds a variety of licenses and certifications, including the Series 63, Series 66, Series 7, and the SIE exam. James has a passion for helping his clients achieve their financial goals and providing them with the guidance and support they need to make informed decisions about their financial future. Prior to joining LPL Financial, James was employed with CUNA Brokerage Services, Inc. and A. G. Edwards & Sons, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
12/14/2011 - Present
LPL Financial LLC (HOOVER AL)
AL
05/19/2003 - 12/16/2011
CUNA BROKERAGE SERVICES, INC. (BIRMINGHAM AL)
MO
04/14/2000 - 04/17/2003
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BOTH
Issued 08/31/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/20/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure James Dismukes is the right advisor for you? Invested Better is here to help.
