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James Bradley Baker

John Hancock Investment Management LLC

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About James Bradley Baker

James Bradley Baker is an investment advisor representative at John Hancock Investment Management LLC, working in the Wyomissing, PA office. He has been in the financial services industry since 2008. James has passed the Series 66, Series 7, and Series 65 exams. He is registered with the Financial Industry Regulatory Authority (FINRA) and is registered as an investment advisor representative in Massachusetts and Pennsylvania. Previously, James was employed at John Hancock Funds, LLC and Legg Mason Wood Walker, Incorporated.

Firm Information

James Baker is currently registered with John Hancock Investment Management LLC. John Hancock Investment Management LLC is a Boston, MA-based investment advisor with $189,588,843,467 in regulatory assets under management. They advise individuals, investment companies, and proprietary accounts in model portfolios, with a total of 28,802 accounts. They offer portfolio management services and participate in wrap fee programs.
John Hancock Investment Management LLC

200 BERKELEY ST.

BOSTON, MA 02116-5022

$189.59B

Assets Under Management

1

Total Clients

169

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Baker’s Registration & Firm History

PA

12/06/2018 - Present

John Hancock Investment Management LLC (WYOMISSING PA)

MA

07/23/2002 - 04/27/2007

JOHN HANCOCK FUNDS, LLC (BOSTON MA)

MD

01/17/2001 - 07/09/2002

LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)

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Licenses & Designations

IA

Issued 10/23/2018

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 05/09/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/09/2021

Series 24 - General Securities Principal Examination

BC

Issued 04/16/2021

Series 7TO - General Securities Representative Examination

BC

Issued 03/04/2021

SIE - Securities Industry Essentials Examination

BC

Issued 01/16/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Bradley Baker.
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