Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Bradford Wheeler is a financial advisor with Northwestern Mutual Investment Services, LLC. James has been in the securities industry since November 6, 2015, and is registered in 18 states. James is a Chartered Financial Consultant and has obtained the Series 6, 7, and 63 licenses. James' current firm is based in Greensboro, NC, and provides a range of financial services including investment research, referrals to other advisors, and investment property ownership.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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NC
02/10/2021 - Present
Northwestern Mutual Investment Services, LLC (GREENSBORO NC)
BC
Issued 11/21/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/2017
Series 7 - General Securities Representative Examination
BC
Issued 11/07/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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