Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Bradford Steele is a financial advisor in Oklahoma City, OK. James has been in the industry since 2014, and has been registered with BOK Financial Securities, Inc. since 2016. James is a Series 24, Series 52TO, Series 63, Series 79 and SIE licensed professional. James is also registered to sell securities in Colorado, Oklahoma, and Texas. Prior to his work with BOK Financial Securities, Inc., James worked at Tenoaks Energy Advisors, LLC and Seaport Global Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Furnishes advice about securities in any manner not described above.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
OK
10/04/2016 - Present
BOK Financial Securities, Inc. (Oklahoma City OK)
TX
10/16/2015 - 10/18/2016
TENOAKS ENERGY ADVISORS, LLC (ADDISON TX)
TX
10/06/2014 - 09/09/2015
SEAPORT GLOBAL SECURITIES LLC (FORT WORTH TX)
BC
Issued 11/01/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/29/2021
Series 24 - General Securities Principal Examination
BC
Issued 07/26/2022
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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