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James Bradford Mascott

Citizens JMP Securities, LLC

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About James Bradford Mascott

James Bradford Mascott is a securities professional with over 20 years of experience in the financial services industry. James currently works at Citizens JMP Securities, LLC as a Registered Representative. James has previously held positions at CITIZENS CAPITAL MARKETS, CITIZENS SECURITIES, INC., BANC OF AMERICA SECURITIES LLC, FLEET SECURITIES, INC., FLEETBOSTON ROBERTSON STEPHENS INC., and SANFORD C. BERNSTEIN & CO., INC. James holds Series 7, Series 79, SIE, and Series 63 licenses and has a strong track record of success in the industry.

Firm Information

James Mascott is currently registered with Citizens JMP Securities, LLC. Citizens JMP Securities, LLC, a Limited Liability Company, was formed in 2002 and is approved in all 50 states and the District of Columbia. The firm has received one SEC registration and 51 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

238

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Mascott’s Registration & Firm History

MA

08/01/2023 - Present

Citizens JMP Securities, LLC (BOSTON MA)

MA

05/16/2016 - 08/01/2023

CITIZENS CAPITAL MARKETS (BOSTON MA)

MA

04/15/2014 - 05/16/2016

CITIZENS SECURITIES, INC. (BOSTON MA)

MA

04/01/2004 - 11/28/2007

BANC OF AMERICA SECURITIES LLC (BOSTON MA)

TX

09/05/2000 - 04/01/2004

FLEET SECURITIES, INC. (DALLAS TX)

CA

06/15/2000 - 09/05/2000

FLEETBOSTON ROBERTSON STEPHENS INC. (SAN FRANCISCO CA)

NY

08/11/1995 - 08/05/1998

SANFORD C. BERNSTEIN & CO., INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/30/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/15/2014

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 06/23/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Bradford Mascott.
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