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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Bradford Lee is a registered representative and investment advisor representative with LPL Financial LLC. James has been in the financial services industry since March 19, 2014. He is currently licensed in Colorado and Iowa. James has a Series 7, Series 79, and Series 66 securities license, as well as a SIE exam. He is also a licensed insurance producer in several states. James has previously worked at KeyBanc Capital Markets Inc. James provides financial planning, portfolio management, and investment advisory services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
01/14/2015 - Present
LPL Financial LLC (DENVER CO)
OH
02/15/2014 - 11/05/2014
KEYBANC CAPITAL MARKETS INC. (CLEVELAND OH)
BOTH
Issued 01/13/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/2014
Series 7 - General Securities Representative Examination
BC
Issued 02/15/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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