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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Bradford Gamblin is a financial advisor with over 38 years of experience in the industry. James is currently registered with Morgan Stanley, where he has been working since 2009. Prior to that, he was with Citigroup Global Markets Inc. and Morgan Stanley DW Inc.. James has a strong track record of providing investment advice and financial planning services to individuals, families, and institutions. He is committed to helping clients reach their financial goals and achieve their dreams. James is licensed to provide investment advice in over 25 states, including Alaska, California, Florida, Illinois, New York, and Oregon. He holds the Series 7, Series 63, and Series 65 securities licenses. James specializes in providing investment advice in a wide range of areas including stocks, bonds, mutual funds, and ETFs. He also offers financial planning services, including retirement planning, college savings, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
AK
06/01/2009 - Present
Morgan Stanley (ANCHORAGE AK)
AK
11/19/2004 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (ANCHORAGE AK)
NY
02/24/1984 - 11/22/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 01/06/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/23/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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