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James Bower Surpless

Blackrock Investment Management, LLC

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About James Bower Surpless

James Bower Surpless is a financial advisor with Blackrock Investment Management, LLC. James has been in the financial services industry since 2015. James holds the Series 66, Series 7, and SIE licenses. James is registered to provide investment advice in 53 states and the District of Columbia. James has a long history of working with clients and helping them achieve their financial goals. Prior to joining Blackrock, James worked at Morgan Stanley. James is also a member of the Young Lions Junior Board Member at the New York Public Library.

Firm Information

James Surpless is currently registered with Blackrock Investment Management, LLC. Blackrock Investment Management, LLC is an investment advisor with approximately $1 billion - $10 billion in assets under management. The firm provides portfolio management for individuals, businesses, investment companies, and pooled investment vehicles. They also offer selection of other advisors services. Blackrock Investment Management, LLC is registered with the SEC and has offices in PRINCETON, NJ.
Blackrock Investment Management, LLC

1 UNIVERSITY SQUARE DRIVE

PRINCETON, NJ 08540

$458.19B

Assets Under Management

73

Total Clients

646

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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James Surpless’s Registration & Firm History

NJ

08/06/2021 - Present

Blackrock Investment Management, LLC (PRINCETON NJ)

CA

04/28/2015 - 03/03/2017

MORGAN STANLEY (Menlo Park CA)

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Licenses & Designations

BOTH

Issued 11/20/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/28/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Bower Surpless.
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