Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Bolton Cavanaugh is a financial professional with over 20 years of experience in the industry. James has a broad range of experience with firms such as J.P. Morgan Institutional Investments Inc., J.P. Morgan Securities Inc., ALPS Distributors, Inc. and AQR INVESTMENTS, LLC. James is currently registered with Foreside Fund Services, LLC. James holds the Series 3, Series 7, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
01/31/2024 - Present
Foreside Fund Services, LLC (Chicago IL)
IL
01/02/2019 - 11/14/2023
AQR INVESTMENTS, LLC (Chicago IL)
IL
12/14/2015 - 12/31/2018
ALPS DISTRIBUTORS, INC. (CHICAGO IL)
IL
01/03/2008 - 11/16/2015
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (CHICAGO IL)
IL
07/13/2005 - 10/04/2007
J.P. MORGAN SECURITIES INC. (CHICAGO IL)
NY
05/01/2001 - 04/16/2004
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
05/31/2000 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 08/05/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/2017
Series 3 - National Commodity Futures Examination
BC
Issued 05/30/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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