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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Bockstahler is a financial advisor registered with Morgan Stanley, where James has been employed since October 2020. Prior to joining Morgan Stanley, James was a registered representative with J.P. MORGAN SECURITIES LLC, a firm that has offices in Columbus, OH. James also has a previous registration with HORNOR, TOWNSEND & KENT, INC. James has been in the financial industry since February 14, 2017. James is registered in 53 states and 2 jurisdictions. James holds a Series 66, 10, 9, SIE and Series 7 license. James is based in West Hartford, CT.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CT
12/11/2020 - Present
Morgan Stanley (West Hartford CT)
OH
02/01/2017 - 10/22/2020
J.P. MORGAN SECURITIES LLC (Columbus OH)
OH
12/19/2016 - 01/19/2017
HORNOR, TOWNSEND & KENT, INC. (COLUMBUS OH)
BOTH
Issued 03/20/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/01/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/27/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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