Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Little is a financial professional with Equitable Distributors, LLC in Charlotte, North Carolina. James has obtained the Series 63, Series 6TO and the SIE licenses and is currently registered in North Carolina and Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
08/18/2023 - Present
Equitable Distributors, LLC (Charlotte NC)
BC
Issued 09/15/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/18/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/15/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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