Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Battistoni is a financial advisor with Cetera Investment Advisers LLC. James has been in the financial industry since 2006. James is registered with the state of Washington and Texas. James has a Series 7, Series 63 and Series 66 license. James specializes in financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses and portfolio management for individuals. James is also an insurance agent and has a background in fixed insurance. James is a volunteer with O'Dea High School Father's Club. James is a registered representative and owner of Battistoni Financial Inc., DBA Pathfinder Financial Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
WA
03/21/2024 - Present
Cetera Investment Advisers LLC (ISSAQUAH WA)
WA
04/18/2011 - 11/21/2017
INVEST FINANCIAL CORPORATION (LYNNWOOD WA)
WA
03/28/2006 - 12/01/2010
EDWARD JONES (ISSAQUAH WA)
NA
03/03/1994 - 04/08/1994
J. GREGORY & COMPANY, INC.
NA
02/15/1994 - 03/07/1994
PRUDENTIAL SECURITIES INCORPORATED
NA
12/08/1993 - 12/22/1993
INVESTORS ASSOCIATES, INC.
BOTH
Issued 06/05/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/31/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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