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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Blaise Battistoni is an investment advisor representative at Cetera Investment Advisers LLC. James has been working in the financial industry since 2006 and holds the Series 7, Series 63, Series 66, and SIE licenses. James has experience at several firms, including Edward Jones and INVEST FINANCIAL CORPORATION, and has worked with a wide range of clients, including individuals, families, businesses, and charitable organizations. Cetera Investment Advisers LLC is a firm that specializes in providing financial planning, portfolio management, and investment advisory services. Cetera Investment Advisers LLC has a strong commitment to providing personalized service and helping clients achieve their financial goals.
ISSAQUAH, WA
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
WA
03/21/2024 - Present
Cetera Investment Advisers LLC (ISSAQUAH WA)
WA
04/18/2011 - 11/21/2017
INVEST FINANCIAL CORPORATION (LYNNWOOD WA)
WA
03/28/2006 - 12/01/2010
EDWARD JONES (ISSAQUAH WA)
NA
03/03/1994 - 04/08/1994
J. GREGORY & COMPANY, INC.
NA
02/15/1994 - 03/07/1994
PRUDENTIAL SECURITIES INCORPORATED
NA
12/08/1993 - 12/22/1993
INVESTORS ASSOCIATES, INC.
BOTH
Issued 6/5/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 3/31/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/27/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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