Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Blair Malcolm is a financial advisor with over 10 years of experience in the industry. James currently works at Vanguard Marketing Corp., a firm that is active in the broker-dealer space. James's primary focus is on providing investment advice to individual clients. James is registered with FINRA and holds the Series 7, Series 66, and SIE licenses. James is also registered in all 50 states, Puerto Rico, and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
08/31/2015 - Present
Vanguard Marketing Corp. (CHARLOTTE NC)
NC
03/13/2015 - 05/08/2015
AXA ADVISORS, LLC (CHARLOTTE NC)
BOTH
Issued 02/11/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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