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James Blair Frazier

Pruco Securities, LLC

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About James Blair Frazier

James Frazier is a financial advisor at Pruco Securities, LLC. James has been in the financial services industry since July 13, 2000, and holds the Series 6, Series 63, and SIE licenses. James has worked with Pruco Securities, LLC since February 5, 2019, and previously worked with NYLIFE Securities LLC, Allstate Financial Services, LLC, RBC Centura Securities, Inc., MetLife Securities Inc., and Metropolitan Life Insurance Company. James is registered in North Carolina and South Carolina.

Firm Information

James Frazier is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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James Frazier’s Registration & Firm History

SC

02/05/2019 - Present

Pruco Securities, LLC (Greenville SC)

SC

10/18/2006 - 02/01/2019

NYLIFE SECURITIES LLC (GREENVILLE SC)

SC

02/02/2004 - 09/27/2006

ALLSTATE FINANCIAL SERVICES, LLC (EASLEY SC)

NC

10/22/2001 - 01/05/2004

RBC CENTURA SECURITIES, INC. (KANNAPOLIS NC)

MA

05/08/2000 - 10/05/2001

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

05/08/2000 - 10/05/2001

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/19/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/05/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Blair Frazier.
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