linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

James Blain Nonnengard

Cetera Investment Services LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you James? Claim Your Profile

About James Blain Nonnengard

James Nonnengard is a financial advisor with Cetera Investment Services LLC. James has been in the securities industry since 1984 and has experience in multiple financial firms. James is a registered representative in Alabama and has passed the Series 7, Series 63, and Series 24 exams.

Firm Information

James Nonnengard is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

James Nonnengard’s Registration & Firm History

AL

01/16/2013 - Present

Cetera Investment Services LLC (HOOVER AL)

AL

12/05/2007 - 03/31/2012

MORGAN KEEGAN & COMPANY, INC. (BIRMINGHAM AL)

AL

01/10/2007 - 11/28/2007

COLONIAL BROKERAGE, INC. (BIRMINGHAM AL)

AL

11/15/2004 - 01/12/2007

AMSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)

AL

09/08/1997 - 11/15/2004

SOUTHTRUST SECURITIES, INC. (BIRMINGHAM AL)

NY

08/03/1998 - 04/12/2000

LIBERTY SECURITIES CORPORATION (PURCHASE NY)

NA

12/12/1997 - 08/03/1998

INDEPENDENT FINANCIAL SECURITIES, INC.

AL

03/24/1995 - 09/08/1997

AMSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)

OH

10/25/1994 - 03/28/1995

CHS INVESTMENT SERVICES, INC. (BROOKLYN OH)

CA

04/20/1994 - 08/19/1994

GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)

VA

10/19/1990 - 04/19/1994

GNA SECURITIES, INC. (GLEN ALLEN VA)

NA

06/10/1983 - 10/29/1990

EMPIRE NATIONAL SECURITIES, INCORPORATED

NA

10/22/1982 - 11/09/1982

FIRST JERSEY SECURITIES, INC.

Not sure if James Blain Nonnengard is right for you?

Licenses & Designations

BC

Issued 11/08/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/08/1985

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/18/1982

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Blain Nonnengard.
Not sure if James Blain Nonnengard is right for you?