Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Birchenough is a financial advisor with Barclays Capital Inc. located in San Francisco, California. James has been in the financial services industry since 2002. James is licensed in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
10/03/2023 - Present
Barclays Capital Inc. (SAN FRANCISCO CA)
CA
11/05/2015 - 09/26/2023
WELLS FARGO SECURITIES, LLC (SAN FRANCISCO CA)
CA
08/03/2011 - 11/03/2015
BMO CAPITAL MARKETS CORP. (SAN FRANCISCO CA)
CA
09/22/2008 - 05/23/2011
BARCLAYS CAPITAL INC. (SAN FRANCISCO CA)
CA
07/18/2002 - 09/22/2008
LEHMAN BROTHERS INC. (SAN FRANCISCO CA)
NY
09/25/2001 - 06/19/2002
UBS WARBURG LLC (NEW YORK NY)
BC
Issued 10/01/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 05/17/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 01/26/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 09/24/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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