Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Galbraith is a financial advisor at Private Advisor Group, LLC. James has been in the industry since June 1992. James is a Certified Financial Planner and is registered to provide investment advice in 24 states. James has held positions at various firms, including Raymond James Financial Services, Inc., Wells Fargo Clearing Services, LLC, and A. G. Edwards & Sons, Inc. James is a well-respected financial advisor with a strong track record of success. James is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitation/referral
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor/referral fees
1
2
NJ
03/24/2022 - Present
Private Advisor Group, LLC (MORRISTOWN NJ)
NJ
08/09/2018 - 04/12/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (FLORHAM PARK NJ)
NJ
01/01/2008 - 08/13/2018
WELLS FARGO CLEARING SERVICES, LLC (MORRISTOWN NJ)
NJ
09/20/1996 - 01/03/2008
A. G. EDWARDS & SONS, INC. (MORRISTOWN NJ)
NY
07/31/1993 - 10/01/1996
SMITH BARNEY INC. (NEW YORK NY)
NY
06/12/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 07/06/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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