Unclaimed
James Berry Rigdon is a registered representative with Fidelity Brokerage Services LLC. James has been in the securities industry since 2022. James is licensed to sell securities in 53 states and holds the Series 7, Series 63, and SIE licenses. James can assist with a variety of financial services, including but not limited to: investment advice, brokerage services, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
09/01/2022 - Present
Fidelity Brokerage Services LLC (DURHAM NC)
BC
Issued 10/20/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/01/2022
Series 7TO - General Securities Representative Examination
BC
Issued 08/19/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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