Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Bernard Pierik is a financial advisor registered with LPL Financial LLC and Stratos Wealth Partners, Ltd. James has been in the financial industry since July 22, 1986. James has a wide range of experience and holds multiple licenses including Series 6, 7, 22, 24, and 63. James is also registered in multiple states including California, South Carolina, and Texas. James offers a variety of financial services, including investment advice, financial planning, and insurance sales. James is committed to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
01/14/2011 - Present
LPL Financial LLC (SAN DIEGO CA)
AZ
06/11/1990 - 10/20/1993
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
NA
04/25/1990 - 06/12/1990
USA FINANCIAL GROUP, INC.
MA
02/28/1990 - 05/01/1990
MUTUAL SERVICE CORPORATION (BOSTON MA)
AZ
11/03/1989 - 02/28/1990
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
NY
07/27/1988 - 11/28/1989
NEW ENGLAND SECURITIES CORPORATION (NEW YORK NY)
NA
07/23/1986 - 08/09/1988
CIGNA SECURITIES, INC.
BC
Issued 07/10/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/01/1993
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1988
Series 7 - General Securities Representative Examination
BC
Issued 09/02/1986
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 07/16/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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