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James Bernard Masserio

SG Americas Securities, LLC

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About James Bernard Masserio

James Bernard Masserio is a financial professional with over 20 years of experience in the securities industry. James is currently registered with SG Americas Securities, LLC and has been with the firm since December 2017. Prior to that, James was employed with Credit Suisse Securities (USA) LLC from October 2000 to January 2016. James holds a variety of licenses and registrations, including Series 3, 4, 7, 24, 55, 57TO and 63. James is registered with the Financial Industry Regulatory Authority (FINRA) and in over 50 states.

Firm Information

James Masserio is currently registered with SG Americas Securities, LLC. SG Americas Securities, LLC is a Limited Liability Company formed on August 8, 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have a history of regulatory events, including 109 disclosures, as well as a criminal disclosure and an arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

557

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Masserio’s Registration & Firm History

NY

12/22/2017 - Present

SG Americas Securities, LLC (NEW YORK NY)

NY

10/13/2000 - 01/29/2016

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/04/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/19/2008

Series 4 - Registered Options Principal Examination

BC

Issued 08/01/2006

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/30/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 10/18/2000

Series 3 - National Commodity Futures Examination

BC

Issued 10/12/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for James Bernard Masserio.
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