Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Bernard Johnson is a financial advisor with over 25 years of experience in the industry. James is currently registered with LPL Financial LLC and has previously held positions at Woodbury Financial Services, Inc., Signator Investors, Inc., MetLife Securities Inc., Cardinal Investments, Inc., and Edward Jones. James has a broad range of experience in financial services and holds multiple licenses and certifications, including Series 7, Series 63, Series 26, and Series 65. James also has a strong track record of providing financial advice to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
09/24/2020 - Present
LPL Financial LLC (SAINT PETERS MO)
MO
09/19/2014 - 09/28/2020
WOODBURY FINANCIAL SERVICES, INC. (SAINT PETERS MO)
KS
05/04/2012 - 09/29/2014
SIGNATOR INVESTORS, INC. (OVERLAND PARK KS)
MO
03/28/2011 - 05/18/2012
METLIFE SECURITIES INC. (SAINT PETERS MO)
MO
11/21/2001 - 03/25/2011
CARDINAL INVESTMENTS, INC. (ST. PETERS MO)
MO
12/02/1997 - 11/23/2001
EDWARD JONES (ST. LOUIS MO)
IA
Issued 10/06/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/03/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/16/2007
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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