Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Cowan is a financial advisor registered with Osaic FA, Inc. James has been in the industry since 1984 and holds Series 6, 22, 26, 63, and 65 licenses. James Cowan is a Chartered Financial Consultant. James is also a business owner of Business Owner Exit Strategy and sells and services fixed insurance products, employee group benefits, long term care insurance, health insurance, and disability insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Retirement plan consulting services provided on a limited basis.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
VA
02/24/2009 - Present
Osaic FA, Inc. (MIDLOTHIAN VA)
VA
06/03/2002 - 03/06/2009
HORNOR, TOWNSEND & KENT, INC. (RICHMOND VA)
NY
06/05/1984 - 06/03/2002
NEW ENGLAND SECURITIES (NEW YORK NY)
IA
Issued 12/27/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/25/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/23/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 05/03/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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