Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Bernard Cannan is a financial advisor at Wells Fargo Advisors Financial Network, LLC. James has been in the financial services industry since 1981 and has held registrations with multiple firms, including Morgan Stanley and Citigroup Global Markets Inc. James has passed the Series 7, 63, 24, and SIE exams, as well as the Uniform Investment Adviser Law Examination. James provides investment consulting services to institutional clients, financial planning, pension consulting, and portfolio management for both businesses and individuals. James holds a 100% ownership in Yorkshire Financial Advisors Inc., a firm with which they are also registered.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
08/26/2016 - Present
Wells Fargo Advisors Financial Network, LLC (DOWNERS GROVE IL)
IL
06/01/2009 - 09/22/2016
MORGAN STANLEY (LISLE IL)
IL
04/27/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (LISLE IL)
IL
07/31/1993 - 05/08/2007
CITIGROUP GLOBAL MARKETS INC. (OAKBROOK TERRACE IL)
NY
07/24/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
01/15/1990 - 07/13/1992
HAMILTON INVESTMENTS, INC.
NY
11/23/1982 - 01/30/1990
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NA
12/23/1980 - 12/16/1982
E. F. HUTTON & COMPANY INC
IA
Issued 01/05/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/12/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/03/2018
Series 24 - General Securities Principal Examination
BC
Issued 09/04/1987
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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