Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Berg, III is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. based in Macon, Georgia. James has over 20 years of experience in the financial industry. He is licensed to provide investment advice in Alabama, Florida, Georgia, Mississippi, New York, North Carolina, South Carolina, and Tennessee. James holds a Series 7, Series 63, and Series 65 licenses, and has worked with several other firms including Raymond James & Associates, Inc., Morgan Keegan & Company, Inc., and Citigroup Global Markets Inc. James has experience working with clients including high-net-worth individuals, corporations, and pension plans. He is committed to providing customized financial advice and investment strategies to help clients achieve their goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
03/28/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MACON GA)
GA
02/13/2013 - 04/12/2023
RAYMOND JAMES & ASSOCIATES, INC. (MACON GA)
GA
03/11/2005 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (MACON GA)
NY
01/02/2002 - 04/04/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
GA
10/16/2000 - 01/02/2002
THE ROBINSON-HUMPHREY COMPANY, LLC (ATLANTA GA)
IA
Issued 11/13/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/02/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure James Berg,iii is the right advisor for you? Invested Better is here to help.
