Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Liberman is a financial advisor with over 40 years of experience in the industry. James has a strong background in financial services, having worked with several firms over the years including Revere Securities LLC, Wells Fargo Clearing Services, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Advest, Inc., RBC Dain Rauscher Inc., Tucker Anthony Incorporated, CIBC Oppenheimer Corp., Gruntal & Co. Incorporated, L. F. Rothschild & Co. Incorporated, Drexel Burnham Lambert Incorporated, and Dean Witter & Co. Incorporated. James is currently registered as a broker-dealer with American Trust Investment Services, Inc. and holds a Series 7TO, Series 63, and Series 3 license. James has a diverse set of skills and knowledge, making him a valuable asset for clients seeking financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
07/10/2024 - Present
American Trust Investment Services, Inc. (Los Angeles CA)
MA
07/11/2018 - 07/16/2024
REVERE SECURITIES LLC (BOSTON MA)
MA
05/27/2008 - 07/13/2018
WELLS FARGO CLEARING SERVICES, LLC (WALTHAM MA)
MA
03/08/2006 - 05/30/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEWTON MA)
CT
02/26/2004 - 03/08/2006
ADVEST, INC. (HARTFORD CT)
NY
03/09/2002 - 03/17/2004
RBC DAIN RAUSCHER INC. (NEW YORK NY)
MA
08/27/1998 - 03/09/2002
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NY
10/11/1994 - 08/25/1998
CIBC OPPENHEIMER CORP. (NEW YORK NY)
NY
02/11/1988 - 10/14/1994
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NA
04/06/1978 - 02/20/1988
L. F. ROTHSCHILD & CO. INCORPORATED
NA
02/24/1978 - 05/27/1978
DREXEL BURNHAM LAMBERT INCORPORATED
NA
05/08/1973 - 02/24/1978
DEAN WITTER & CO. INCORPORATED
IA
Issued 11/28/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/24/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/1989
Series 3 - National Commodity Futures Examination
BC
Issued 11/13/1985
PC - AMEX Put and Call Exam
BC
Issued 05/03/1973
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
Not sure James Liberman is the right advisor for you? Invested Better is here to help.
