Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Bennett Lewis is a financial advisor with over 25 years of experience in the industry. James is currently registered with Empower Advisory Group, LLC in Lincolnshire, IL and Greenwood Village, CO. Previously, James was registered with Prudential Investment Management Services LLC, VALIC Financial Advisors, INC., John Hancock Distributors LLC, Kemper Distributors, INC., and Mesirow Financial, INC. James holds the Series 3, 7, 63, 65, and 66 securities licenses. James specializes in providing financial planning and portfolio management for individuals and businesses. James is a dedicated professional with a strong commitment to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
04/01/2024 - Present
Empower Advisory Group, LLC (Lincolnshire IL)
NJ
04/10/2012 - 04/04/2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
IL
11/29/2011 - 12/08/2011
VALIC FINANCIAL ADVISORS, INC. (CHICAGO IL)
NJ
08/16/2007 - 07/25/2011
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
MA
10/03/2001 - 10/06/2005
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
IL
02/09/2000 - 07/05/2000
KEMPER DISTRIBUTORS, INC. (CHICAGO IL)
IL
12/14/1993 - 04/13/1995
MESIROW FINANCIAL, INC. (CHICAGO IL)
NA
10/06/1992 - 01/01/1994
MESIROW INVESTMENT SERVICES, INC.
NJ
06/16/1988 - 10/08/1992
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
05/25/1988 - 06/14/1988
SOUTHMARK FINANCIAL SERVICES, INC.
BOTH
Issued 03/25/2024
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/01/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/24/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/08/2000
Series 7 - General Securities Representative Examination
BC
Issued 08/28/1990
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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