Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Roberts is a financial advisor registered with Cambridge Investment Research Advisors, Inc. James has been in the industry since 2004 and holds Series 66, Series 7 and SIE licenses. Prior to joining Cambridge Investment Research Advisors, Inc., James worked at FSC Securities Corporation and Merrill Lynch, Pierce, Fenner & Smith Incorporated. James's areas of expertise include financial planning, pension consulting, educational seminars, market timing services, selection of other advisers, portfolio management for businesses, and portfolio management for individuals. James is registered in 14 states and has been actively involved in financial services since 2004.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
GA
10/07/2019 - Present
Cambridge Investment Research Advisors, Inc. (Milton GA)
GA
08/04/2017 - 10/09/2019
FSC SECURITIES CORPORATION (MILTON GA)
GA
03/08/2005 - 08/07/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ALPHARETTA GA)
NY
04/21/2004 - 01/13/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BOTH
Issued 03/02/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure James Roberts is the right advisor for you? Invested Better is here to help.
