Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Benjamin Higgins is a financial professional with over 14 years of experience in the financial industry. James currently works for TP Icap Global Markets Americas LLC as a Registered Representative. James has held previous roles at Tullett Prebon Financial Services LLC, Prebon Financial Products Inc., and Tullett Liberty Securities LLC. James has a broad range of licenses including Series 3, 7, 55, 57TO, and 63. James holds active registrations in several states including California, Delaware, Florida, Georgia, Illinois, Massachusetts, New Jersey, New York, Pennsylvania, Virginia, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
08/11/2009 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
NJ
05/18/2009 - 04/21/2010
PREBON FINANCIAL PRODUCTS INC. (JERSEY CITY NJ)
NJ
07/18/2008 - 01/14/2009
TULLETT LIBERTY SECURITIES LLC (JERSEY CITY NJ)
BC
Issued 09/03/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/2016
Series 3 - National Commodity Futures Examination
BC
Issued 11/11/2010
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/17/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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