Unclaimed
James Belardo is a financial professional with over 5 years of experience in the industry. He is currently registered with Cantor Fitzgerald & Co. James has a Series 7, Series 63, and SIE licenses. He has previously held positions with Guggenheim Securities, LLC and Seaport Global Securities LLC. James is registered in New York, New Jersey, Connecticut and California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/03/2023 - Present
Cantor Fitzgerald & Co. (NEW YORK NY)
NY
10/09/2018 - 11/10/2022
GUGGENHEIM SECURITIES, LLC (NEW YORK NY)
NY
02/16/2018 - 10/02/2018
SEAPORT GLOBAL SECURITIES LLC (NEW YORK NY)
BC
Issued 11/19/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/2018
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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