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James Battiste Gammero

Pruco Securities, LLC

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About James Battiste Gammero

James Battiste Gammero is a financial advisor currently associated with Pruco Securities, LLC. James has been a registered professional in the financial services industry since February 2009. James holds the Series 6, Series 63, Series 65, and SIE licenses. James is registered to conduct securities business in Arizona, Colorado, Florida, Missouri, New Jersey, New York, North Carolina, Pennsylvania, Tennessee and Virginia. James specializes in financial planning, providing investment advice, and serving as a financial advisor to individuals, corporations, and high-net-worth individuals.

Firm Information

James Gammero is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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James Gammero’s Registration & Firm History

NJ

07/23/2009 - Present

Pruco Securities, LLC (Whippany NJ)

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Licenses & Designations

IA

Issued 07/11/2009

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/23/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/20/2009

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for James Battiste Gammero. Review regulatory record here.
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