Unclaimed
James Battiste Gammero is a financial advisor currently associated with Pruco Securities, LLC. James has been a registered professional in the financial services industry since February 2009. James holds the Series 6, Series 63, Series 65, and SIE licenses. James is registered to conduct securities business in Arizona, Colorado, Florida, Missouri, New Jersey, New York, North Carolina, Pennsylvania, Tennessee and Virginia. James specializes in financial planning, providing investment advice, and serving as a financial advisor to individuals, corporations, and high-net-worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
NJ
07/23/2009 - Present
Pruco Securities, LLC (Whippany NJ)
IA
Issued 07/11/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/23/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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