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James Bastin

Cantor Fitzgerald & Co.

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About James Bastin

James Bastin is a financial professional currently registered with Cantor Fitzgerald & Co. James has been in the industry since May 7, 2021 and is currently licensed to conduct business in Florida. James is a Series 99TO and SIE exam holder.

Firm Information

James Bastin is currently registered with Cantor Fitzgerald & Co.. Cantor Fitzgerald & Co. is a partnership formed on September 25, 1992, with a presence in 52 states and the District of Columbia, as well as federal SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

291

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Bastin’s Registration & Firm History

FL

05/07/2021 - Present

Cantor Fitzgerald & Co. (Jacksonville FL)

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Licenses & Designations

BC

Issued 05/07/2021

Series 99TO - Operations Professional Examination

BC

Issued 04/09/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Bastin.
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