Unclaimed
James Bastin is a financial professional currently registered with Cantor Fitzgerald & Co. James has been in the industry since May 7, 2021 and is currently licensed to conduct business in Florida. James is a Series 99TO and SIE exam holder.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
05/07/2021 - Present
Cantor Fitzgerald & Co. (Jacksonville FL)
BC
Issued 05/07/2021
Series 99TO - Operations Professional Examination
BC
Issued 04/09/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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