Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Bassett is an Investment Advisor Representative with Raymond James Financial Services Advisors, Inc., in San Ramon, CA. James Bassett has been in the industry since 2017 and has Series 7, Series 66, and SIE licenses. James Bassett is also registered with the state of California as an Investment Advisor Representative. Before joining Raymond James Financial Services Advisors, Inc., James Bassett was previously employed at Edward Jones in San Ramon, CA. James Bassett currently offers various financial planning services for individuals, businesses, and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CA
09/29/2022 - Present
Raymond James Financial Services Advisors, Inc. (San Ramon CA)
CA
02/02/2017 - 09/30/2022
EDWARD JONES (SAN RAMON CA)
BOTH
Issued 02/24/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure James Bassett is the right advisor for you? Invested Better is here to help.
