Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Basil Magowan is a broker with over 11 years of experience in the securities industry. James is currently registered with Stonehaven, LLC and has been with the firm since February 11, 2022. Prior to joining Stonehaven, LLC, James was a broker with GROWTH CAPITAL SERVICES, INC. from August 3, 2018 to January 31, 2022. James holds licenses for Series 63, SIE and Series 7. James is currently registered in 46 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/11/2022 - Present
Stonehaven, LLC (NEW YORK NY)
DE
08/03/2018 - 01/31/2022
GROWTH CAPITAL SERVICES, INC. (CLAYMONT DE)
CA
03/24/2016 - 07/12/2018
SUTTER SECURITIES INCORPORATED (IRVINE CA)
CA
01/18/2011 - 03/11/2016
SECURITY RESEARCH ASSOCIATES, INC. (SAN FRANCISCO CA)
BC
Issued 11/22/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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