Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Barry Wolfe is a financial advisor currently registered with Newmark Securities, LLC. Wolfe has been in the financial services industry since October 9, 2016. He holds Series 63, SIE, and Series 79 licenses. Wolfe is registered in both Massachusetts and New York. Before joining Newmark Securities, Wolfe worked for Cantor Fitzgerald & Co. and BTMU Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MA
04/08/2021 - Present
Newmark Securities, LLC (BOSTON MA)
NY
08/15/2018 - 06/11/2021
CANTOR FITZGERALD & CO. (NEW YORK NY)
MA
10/29/2014 - 09/01/2016
BTMU SECURITIES, INC. (BOSTON MA)
BC
Issued 12/10/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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