Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Barry Marchetti is a financial advisor currently registered with Rockefeller Financial LLC. James has been in the financial industry since 1975 and has worked with a number of firms over the course of their career, including First Republic Securities Company, LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. James holds a Series 7, Series 63, Series 31 and Series 65 license and the SIE exam. James provides a variety of financial advisory services, including financial planning, portfolio management for individuals and businesses, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
03/28/2023 - Present
Rockefeller Financial LLC (Walnut Creek CA)
CA
03/18/2016 - 04/24/2023
FIRST REPUBLIC SECURITIES COMPANY, LLC (Walnut Creek CA)
CA
09/26/1978 - 03/22/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)
NA
10/23/1975 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 05/27/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/24/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 09/08/1977
PC - AMEX Put and Call Exam
BC
Issued 10/18/1975
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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