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James Barry Freedman

Intrepid Investment Bankers LLC

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About James Barry Freedman

James Barry Freedman is a financial professional with over 35 years of experience in the industry. James currently works at Intrepid Investment Bankers LLC in Los Angeles. James is a Series 7, 24, 63, 79, 99, and SIE licensed representative and holds licenses in Arizona and California. Prior to Intrepid, James was registered with Colorado Financial Service Corporation, Burch & Company, Inc., and Wells Fargo Securities, LLC. James' experience includes working at Chester-Kelsey Corporation and Barrington Associates.

Firm Information

James Freedman is currently registered with Intrepid Investment Bankers LLC. Intrepid Investment Bankers LLC is a Limited Liability Company formed on April 28, 2010. The firm is registered in Arizona, California, Colorado, Illinois, New York, North Carolina, and Utah. It also holds an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

69

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Freedman’s Registration & Firm History

CA

12/13/2010 - Present

Intrepid Investment Bankers LLC (LOS ANGELES CA)

CA

06/11/2010 - 01/03/2011

COLORADO FINANCIAL SERVICE CORPORATION (LOS ANGELES CA)

MO

06/04/2010 - 06/08/2010

BURCH & COMPANY, INC (KANSAS CITY MO)

CA

07/01/2009 - 06/03/2010

WELLS FARGO SECURITIES, LLC (LOS ANGELES CA)

CA

10/09/2006 - 07/01/2009

WELLS FARGO SECURITIES, LLC (LOS ANGELES CA)

CA

04/09/1990 - 10/06/2006

BARRINGTON ASSOCIATES (LOS ANGELES CA)

NA

01/21/1987 - 12/11/1989

CHESTER-KELSEY CORPORATION

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Licenses & Designations

BC

Issued 01/30/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/21/1989

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/17/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for James Barry Freedman. Review regulatory record here.
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