Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Barrett is a registered representative with J.P. Morgan Securities LLC. James has been in the securities industry since December 1999. James is currently registered with the state of California and is licensed to sell securities in all 50 states. James has a Series 6, Series 79, and Series 63 license. James specializes in providing investment advice and portfolio management services to individuals and businesses. James has a strong track record of success in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
11/08/2022 - Present
J.p. Morgan Securities LLC (Sonoma CA)
NY
12/07/1999 - 03/07/2001
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NA
06/25/1993 - 02/18/1994
FORTIS INVESTORS, INC.
BC
Issued 01/31/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/08/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 09/15/2022
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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