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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Barone is a financial advisor with Fifth Third Securities, Inc. located in Grosse Pointe Farms, Michigan. James has been in the industry since April 4, 1989, and holds the following licenses: Series 6, Series 7, Series 24, Series 51, Series 63, Series 65, and Series 66. James provides financial planning, portfolio management for individuals and businesses, and selection of other advisors. James has experience with clients including high net worth individuals, corporations or other businesses, individuals other than high net worth, pension and profit-sharing plans, charitable organizations, and pooled investment vehicles. James has previously worked with Citizens Securities, Inc., Infinex Investments, Inc., Essex National Securities, LLC, The Huntington Investment Company, Corelink Financial, Inc., Wall Street Investor Services, Essex National Securities, Inc., Equico Securities, Inc., and The Equitable Life Assurance Society of the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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MI
02/28/2020 - Present
Fifth Third Securities, Inc. (GROSSE POINTE FARMS MI)
MI
04/13/2017 - 02/19/2020
CITIZENS SECURITIES, INC. (SOUTHFIELD MI)
MI
07/01/2016 - 05/01/2017
INFINEX INVESTMENTS, INC. (TROY MI)
MI
12/03/2013 - 07/01/2016
ESSEX NATIONAL SECURITIES, LLC (TROY MI)
MI
01/21/1999 - 11/08/2013
THE HUNTINGTON INVESTMENT COMPANY (BIRMINGHAM MI)
MN
06/19/1995 - 07/31/1998
CORELINK FINANCIAL, INC. (ST. CLOUD MN)
NY
04/27/1994 - 06/19/1995
WALL STREET INVESTOR SERVICES (NEW YORK NY)
CA
09/02/1993 - 05/13/1994
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NY
09/12/1988 - 09/09/1993
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
09/12/1988 - 09/09/1993
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BOTH
Issued 9/12/2006
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/26/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 8/5/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 5/31/2005
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 1/21/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/2/1999
Series 7 - General Securities Representative Examination
BC
Issued 9/9/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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