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James Barone

Fifth Third Securities, Inc.

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About James Barone

James Barone is a financial advisor with Fifth Third Securities, Inc. located in Grosse Pointe Farms, Michigan. James has been in the industry since April 4, 1989, and holds the following licenses: Series 6, Series 7, Series 24, Series 51, Series 63, Series 65, and Series 66. James provides financial planning, portfolio management for individuals and businesses, and selection of other advisors. James has experience with clients including high net worth individuals, corporations or other businesses, individuals other than high net worth, pension and profit-sharing plans, charitable organizations, and pooled investment vehicles. James has previously worked with Citizens Securities, Inc., Infinex Investments, Inc., Essex National Securities, LLC, The Huntington Investment Company, Corelink Financial, Inc., Wall Street Investor Services, Essex National Securities, Inc., Equico Securities, Inc., and The Equitable Life Assurance Society of the United States.

Firm Information

James Barone is currently registered with Fifth Third Securities, Inc.. Fifth Third Securities, Inc. is a corporation headquartered in Cincinnati, Ohio. Founded in 1925, the firm offers a variety of advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Fifth Third Securities, Inc. manages over $7.9 billion in assets for a diverse range of clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm also participates in a wrap fee program.
Fifth Third Securities, Inc.

66 KERCHEVAL

GROSSE POINTE FARMS, MI 48236

$7.98B

Assets Under Management

Not reported

Total Clients

1,080

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sponsor wrap fee program

Sponsor wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Barone’s Registration & Firm History

MI

02/28/2020 - Present

Fifth Third Securities, Inc. (GROSSE POINTE FARMS MI)

MI

04/13/2017 - 02/19/2020

CITIZENS SECURITIES, INC. (SOUTHFIELD MI)

MI

07/01/2016 - 05/01/2017

INFINEX INVESTMENTS, INC. (TROY MI)

MI

12/03/2013 - 07/01/2016

ESSEX NATIONAL SECURITIES, LLC (TROY MI)

MI

01/21/1999 - 11/08/2013

THE HUNTINGTON INVESTMENT COMPANY (BIRMINGHAM MI)

MN

06/19/1995 - 07/31/1998

CORELINK FINANCIAL, INC. (ST. CLOUD MN)

NY

04/27/1994 - 06/19/1995

WALL STREET INVESTOR SERVICES (NEW YORK NY)

CA

09/02/1993 - 05/13/1994

ESSEX NATIONAL SECURITIES, INC. (NAPA CA)

NY

09/12/1988 - 09/09/1993

EQUICO SECURITIES, INC. (NEW YORK NY)

NY

09/12/1988 - 09/09/1993

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 9/12/2006

Series 66 - Uniform Combined State Law Examination

IA

Issued 10/26/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 8/5/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 5/31/2005

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 1/21/2004

Series 24 - General Securities Principal Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/2/1999

Series 7 - General Securities Representative Examination

BC

Issued 9/9/1988

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Barone.
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