Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Bannon is a financial professional with over eight years of experience in the industry. James is currently registered with Foreside Fund Services, LLC and is licensed in 51 states. James has held prior roles at AON SECURITIES LLC and Foreside Fund Services, LLC. James has passed the Securities Industry Essentials Examination, the Direct Participation Programs Representative Examination and the Uniform Securities Agent State Law Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
OH
12/13/2021 - Present
Foreside Fund Services, LLC (Cleveland OH)
OH
05/17/2018 - 12/09/2021
AON SECURITIES LLC (Cleveland OH)
OH
10/14/2014 - 05/02/2018
FORESIDE FUND SERVICES, LLC (Cleveland OH)
BC
Issued 12/16/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/2014
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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