Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Banks Brown is a financial advisor with over 10 years of experience in the financial industry. James Banks Brown is currently registered with MML Investors Services, LLC and has previously worked at Northwestern Mutual Investment Services, LLC. James Banks Brown offers a range of services including financial planning, educational seminars, and portfolio management for individuals and businesses. James Banks Brown holds a Series 7 and Series 66 license and is registered in 18 states including Maryland, Texas, California, District of Columbia and Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
MD
04/25/2023 - Present
MML Investors Services, LLC (Bethesda MD)
DC
02/27/2013 - 04/11/2023
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (WASHINGTON DC)
BOTH
Issued 05/06/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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