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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Banigan Casey is a financial advisor with over 10 years of experience in the industry. Currently, James is a Vice President-Sales at Smead Capital Management, Inc. where James consults with financial advisors and their clients on the Smead Value strategy. James has held positions at other firms such as Nuveen Investments, Guggenheim Funds Distributors, LLC, and ALPS Distributors, INC. James holds multiple licenses and certifications, including Series 7, Series 6, Series 63, and Series 65 licenses, as well as the Certified Financial Planner designation. James is registered with the Financial Industry Regulatory Authority (FINRA) and has a diverse client base which includes individuals, high net worth individuals, corporations, investment companies, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
AZ
09/24/2019 - Present
Smead Capital Management, Inc. (PHOENIX AZ)
WA
09/23/2019 - 05/29/2020
ALPS DISTRIBUTORS, INC. (Seattle WA)
IL
08/15/2018 - 08/26/2019
GUGGENHEIM FUNDS DISTRIBUTORS, LLC (chicago IL)
IL
04/25/2012 - 08/13/2018
NUVEEN SECURITIES, LLC (CHICAGO IL)
CA
02/02/2011 - 03/26/2012
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (RANCHO CORDOVA CA)
IA
Issued 07/03/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/17/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/2012
Series 7 - General Securities Representative Examination
BC
Issued 02/01/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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