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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Baldree is an investment advisor representative at Fidelity Personal And Workplace Advisors. James has been in the industry since 2016. James has a Series 65, Series 66, Series 7 and Series 9 and 10 licenses. James is registered in Arizona, Florida, North Carolina, and South Carolina and has been with Fidelity Personal And Workplace Advisors since 2021. Prior to joining Fidelity, James was employed by UBS Financial Services Inc. from 2018 to 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
07/19/2023 - Present
Fidelity Personal AND Workplace Advisors (CHARLOTTE NC)
NC
01/23/2018 - 03/30/2021
UBS FINANCIAL SERVICES INC. (CHARLOTTE NC)
BOTH
Issued 02/16/2018
Series 66 - Uniform Combined State Law Examination
IA
Issued 04/07/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/26/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/26/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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