Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Baker Watson is a financial advisor who has been in the industry since 1986. James is currently registered with LPL Financial LLC. James has worked with several firms in the past including Invest Financial Corporation, Commerce Brokerage Services, Inc., PaineWebber Incorporated, Lehman Brothers Inc. and E. F. Hutton & Company Inc. James is also registered to provide investment advice in Illinois and Missouri.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
02/14/2018 - Present
LPL Financial LLC (MILLSTADT IL)
MO
06/09/2015 - 02/14/2018
INVEST FINANCIAL CORPORATION (SAINT LOUIS MO)
MO
05/26/1995 - 06/05/2015
COMMERCE BROKERAGE SERVICES, INC. (KIRKWOOD MO)
NJ
11/30/1990 - 06/05/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
04/11/1988 - 12/07/1990
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
01/23/1986 - 04/11/1988
E. F. HUTTON & COMPANY INC
NA
02/24/1986 - 07/02/1987
ROVAN SECURITIES CORPORATION
IA
Issued 03/22/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/13/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure James Watson is the right advisor for you? Invested Better is here to help.
