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James Baker Peters

Triumph Capital Management

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About James Baker Peters

James Baker Peters is a registered Investment Advisor Representative at Triumph Capital Management based in Denver, Colorado. James has been in the industry since 2007 and holds the Series 7, Series 66, and SIE licenses. Previously, James worked at Cetera Advisor Networks LLC, Summit Brokerage Services, Inc., J.P. Turner & Company, L.L.C., and AXA Advisors, LLC.

Firm Information

James Peters is currently registered with Triumph Capital Management. Triumph Capital Management, headquartered in Denver, Colorado, is an investment advisor specializing in financial planning, pension consulting, and portfolio management. The firm manages approximately $421,132,382 in assets for a diverse clientele including high-net-worth individuals, pension plans, and individuals other than high-net-worth individuals. With 11 licensed agents, 16 investment advisor representatives, and 18 individuals performing investment advisory functions, Triumph Capital Management provides a comprehensive range of services to help clients achieve their financial goals.
Triumph Capital Management

1610 WYNKOOP STREET, SUITE 550

DENVER, CO 80202

$421.13M

Assets Under Management

Not reported

Total Clients

14

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Peters’s Registration & Firm History

CO

02/18/2016 - Present

Triumph Capital Management (DENVER CO)

CO

09/20/2019 - 02/11/2020

CETERA ADVISOR NETWORKS LLC (LOUISVILLE CO)

CO

08/29/2015 - 09/20/2019

SUMMIT BROKERAGE SERVICES, INC. (LOUISVILLE CO)

CO

05/15/2012 - 09/25/2015

J.P. TURNER & COMPANY, L.L.C. (DENVER CO)

CO

06/19/2007 - 05/18/2012

AXA ADVISORS, LLC (DENVER CO)

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Licenses & Designations

BOTH

Issued 08/06/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/18/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There is public disclosure for James Baker Peters. Review regulatory record here.
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