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James B Regan

Brookstone Wealth Advisors, LLC

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About James B Regan

James Regan is an investment advisor representative with Brookstone Wealth Advisors, LLC. James is registered with the state of Arizona, Colorado, Florida, Idaho, Michigan, Pennsylvania and Virginia. James has been in the industry since 2011. James has a Series 6, 7, 63, 65 and SIE license. James has experience with LPL Financial, LLC, Center Street Securities, Inc., SharpePoint, LLC, Private Advisor Group, LLC and Brookstone Wealth Advisors, LLC.

Firm Information

James Regan is currently registered with Brookstone Wealth Advisors, LLC. Brookstone Wealth Advisors, LLC is a Wheaton, IL-based firm that offers financial planning, educational seminars, and selection of other advisors to individuals, corporations, and other investment advisors. The firm has 244 licensed agents, investment advisor representatives, and investment advisory functions, and its employees have over 20 years of experience in the industry.
Brookstone Wealth Advisors, LLC

1745 S NAPERVILLE RD

WHEATON, IL 60189

Not reported

Assets Under Management

Not reported

Total Clients

216

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Regan’s Registration & Firm History

IL

03/06/2024 - Present

Brookstone Wealth Advisors, LLC (WHEATON IL)

AZ

10/11/2012 - 01/17/2018

LPL FINANCIAL LLC (PHOENIX AZ)

AZ

02/10/2012 - 09/06/2012

CENTER STREET SECURITIES, INC. (SCOTTSDALE AZ)

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Licenses & Designations

IA

Issued 07/10/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/17/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/17/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/17/2014

Series 7 - General Securities Representative Examination

BC

Issued 02/09/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for James B Regan.
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