Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Latham has been in the financial industry since 1996. James is currently registered with Cambridge Investment Research, Inc. and is licensed to provide securities and investment advisory services. James is licensed in 6 states: Florida, Georgia, New Hampshire, North Carolina, Pennsylvania and Tennessee. James was previously registered with Nationwide Securities, LLC, Wells Fargo Advisors, LLC and A. G. Edwards & Sons, Inc. James is located in Jacksonville, NC and is a Registered Representative of Cambridge Investment Research, Inc. and Investment Advisor Representative of Cambridge Investment Research Advisors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
06/01/2018 - Present
Cambridge Investment Research, Inc. (Jacksonville NC)
NC
06/05/2013 - 06/01/2018
NATIONWIDE SECURITIES, LLC (JACKSONVILLE NC)
NC
01/01/2008 - 05/06/2013
WELLS FARGO ADVISORS, LLC (BURLINGTON NC)
NC
05/20/1996 - 01/03/2008
A. G. EDWARDS & SONS, INC. (BURLINGTON NC)
BOTH
Issued 11/30/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/24/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure James Latham is the right advisor for you? Invested Better is here to help.
