Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames B. Kaiser is a securities professional with over 3 years of experience in the financial services industry. James has a strong track record of success in providing investment advice and guidance to clients. James is currently registered with Natixis Securities Americas LLC and is licensed to sell securities in all 50 states. James holds a variety of licenses and certifications, including the Series 7, Series 24, Series 63, Series 79, and SIE exams. James is committed to providing clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
09/10/2019 - Present
Natixis Securities Americas LLC (NEW YORK NY)
NY
01/19/2016 - 04/16/2019
HSBC SECURITIES (USA) INC. (NEW YORK NY)
BC
Issued 06/01/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/03/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2017
Series 7 - General Securities Representative Examination
BC
Issued 01/19/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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