Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Goodland is a financial advisor at International Assets Investment Management, LLC. James has been a financial advisor for over 30 years and has a strong track record of success. He has a deep understanding of the financial markets and is committed to providing his clients with personalized advice and guidance. James is a Registered Representative with FINRA, a Series 6 and 7 license holder, and a Series 63, Series 24, and Series 31 license holder. James has worked in a variety of roles in the financial industry, including as a financial advisor at Spire Securities, LLC and Cambridge Investment Research, Inc. His previous experience gives him a broad understanding of the financial industry, and his commitment to helping his clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
11/04/2022 - Present
International Assets Investment Management, LLC (PLYMOUTH MN)
MN
07/01/2015 - 12/31/2018
SPIRE SECURITIES, LLC (Plymouth MN)
MN
01/03/2014 - 06/08/2015
NFP ADVISOR SERVICES, LLC (PLYMOUTH MN)
MN
11/02/2000 - 12/31/2013
CAMBRIDGE INVESTMENT RESEARCH, INC. (PLYMOUTH MN)
CT
11/06/1996 - 11/03/2000
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
IA
03/14/1996 - 11/08/1996
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (CEDAR RAPIDS IA)
MA
10/18/1995 - 12/13/1995
COMMONWEALTH EQUITY SERVICES, INC. (WALTHAM MA)
NJ
08/16/1993 - 10/20/1994
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 9/23/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 8/13/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/28/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/5/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 1/4/1997
Series 7 - General Securities Representative Examination
BC
Issued 8/12/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
Not sure James Goodland is the right advisor for you? Invested Better is here to help.
Copyright 2024 Invested Better
Invested Better, LLC ("Invested Better") provides a matching service whereby users are connected with third-party financial advisors ("Advisors") who are registered and licensed as financial advisors in the United States and have elected to participate in our matching platform. Information provided by users through our online questionnaire facilitates the determination of suitable Advisor matches. Invested Better receives a set cost per lead compensation from Advisors in exchange for this referral service.
Please be advised that Invested Better does not evaluate the ongoing performance of any Advisor, nor does it participate in the management of user accounts or provide advice regarding specific investments. We do not manage client funds or hold assets in custody. Our role is solely to facilitate connections between users and potentially suitable financial advisors. All investing involves inherent risks, including the potential loss of principal. There is no guarantee that working with an advisor will result in positive returns. Potential downsides include the payment of fees, which can reduce overall returns. The existence of a fiduciary duty does not preclude the potential for conflicts of interest.
Invested Better maintains a directory of all actively registered financial advisors and firms based on the public filings with FINRA and SEC. Advisors and firms may verify their identity to claim and take control to update and edit their profile information. Invested Better does not guarantee the accuracy of any information updated by advisors or firms on their profile.
